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Trademark Formality Check Failed

In the trademark registration process, “Formality Check Fail” is an early-stage status indicating that the Registrar has found errors or deficiencies in your application. Let’s break this down

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Why Should I Use Auriga Accounting For Trademark Formality Check Failed ?

 Auriga Accounting has a team of registration experts who can provide complete guidance to register your Trademark Formality Check Failed.

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Our team of experts will get in touch with you and collect all necessary documents and details

Resolve all your queries

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Overview - Trademark Formality Check Failed

At this stage, the Trademark Registrar conducts a preliminary review to verify:

  • Basic information (applicant name, business type, etc.)
  • Correctly attached documents
  • Appropriate Trademark Class selection
  •  Type of application (individual, company, startup, etc.)

 

What is "Formality Check Pass"?

Your application reaches “Formality Check Pass” status when:

1.No Deficiencies Found: The initial application is correct and complete.
2.Successful Reply: You respond to the “Formality Check Fail” notice with valid corrections, and the Registrar accepts it.

Once marked “Formality Check Pass,” your application moves forward to the next stage — typically substantive examination.

How to Respond to Trademark Formality Check Failed

If your application status shows “Formality Check Fail,” you must take action within 30 days of receiving the notice. Here’s what to do:

1.Review the notice — Understand what went wrong (missing details, wrong class, incorrect documents, etc.).
2.Prepare a reply — Draft a formal response addressing the issue(s).
3.Make corrections — Update the application with the right information and resubmit.

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Common Reasons for Trademark Formality Check Failed

When filing a trademark application, accuracy is key. Any mistake or oversight can lead to the status “Formality Check Fail.” Let’s explore the most common reasons for this and how to avoid them:

  1. Inappropriate Category

Choosing the correct category for your application is essential. The four main categories are:

  • Individual/Sole Proprietor
  • Small Enterprise
  • Start-up
  • Others

Mistake: If you select the wrong category, your application may be flagged as “Formality Check Fail.”

  1. Incorrect Trademark Class

There are 45 trademark classes covering all goods and services. Selecting the right class during the application is crucial.

Mistake: If the wrong class is chosen, the application becomes invalid and gets marked “Formality Check Fail.”

Tip: Conduct a thorough class search to ensure your product or service falls under the correct category.

  1. Inaccurate Product/Service Description

The description of goods or services must align with the selected class.

Mistake: If the description doesn’t match the class, the application may fail the formality check.

Tip: Ensure the description is clear, concise, and corresponds to the correct class.

  1. Missing or Invalid Documents

Essential documents must be attached correctly. These include:

  • Power of Attorney (if applicable)
  • Affidavit and proof for user claim
  • Start-up/MSME certificates (for fee rebates)
  • Supporting documents for logos or brand claims

Mistake: Corrupted, unreadable, or missing files can lead to failure status.

Tip: Double-check document quality and format before submission.

  1. Incorrect Information

Every detail must be filled accurately — from applicant name and address to translations (if applicable).

Mistake: Mismatched names, addresses, or translations result in a “Formality Check Fail” notice.

Tip: Ensure all details match across documents, especially for non-English or non-Hindi brand names.

  1. Mismatch Between Brand Name and Logo

If your logo and brand name are inconsistent or the text in the logo doesn’t match the brand name, the application may fail.

Tip: Ensure the logo and brand name complement each other and are consistent across the application.

7. Receiving a “Formality Check Fail” Notice: If your application is marked “Formality Check Fail,” the Ministry will issue a notice explaining the reason. Here’s what to do:

1.File a reply within 30 days from the notice date.
2.Submit corrections through the “Miscellaneous Reply” tab, selecting “Reply to Formality Check (MIS-F)” and providing the application number.
3. If the notice mentions “TM-M,” submit the form accordingly.

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Key Stages in Trademark Formality Check Failed Registration

The trademark registration process involves several critical stages. Let’s break it down step by step:

  1. Preliminary Evaluation: The initial assessment ensures the application is complete and ready for further processing.
  1. Vienna Codification
  • Applicable to trademarks with logos, labels, or artwork.
  • The Trademark Registrar classifies the figurative elements based on the Vienna Classification System.
  • No action required from the applicant during this phase.
  1. Formalities Check
  • Formalities Check Pass: The application meets the basic filing requirements — no errors or missing details.
  • Formalities Check Fail: If errors or omissions are found, the applicant must fix these and respond within 30 days. Once corrected, the status moves to Formalities Check Pass.
  1. Marked for Examination
  • The application is marked for exam once it aligns with trademark guidelines. It moves forward for a detailed evaluation by the registrar.
  1. Post Examination
  • Examination Report Issued: The registrar evaluates the application and issues a report. If any objections arise regarding the structure, class, or distinctiveness, the applicant must submit a proper reply.
  • Objected: If objections are raised, the applicant must respond within the provided timeline to avoid abandonment.
  • Accepted: No objections? Great! The application proceeds to publication in the Trademark Journal.
  1. Advertisement Stage
  • Advertised Before Accepted: The trademark is published in the journal, open for opposition for four months. If unchallenged, it moves to the final stages.
  • Accepted and Advertised: The application has passed the objection phase and is now published — no action required from the applicant.
  1. Show Cause Hearing (if required)
  • Ready for Show Cause Hearing: If the registrar is not satisfied with the applicant’s response to the examination report, a hearing is scheduled. The applicant gets a chance to argue their case.
  1. Registered!
  • Once all stages are cleared and no opposition remains, the trademark is officially registered, and the applicant receives a Trademark Registration Certificate.
  • The trademark owner can now use the ® symbol alongside their brand.
  1. Potential Setbacks
  • Opposed: A third party may file an opposition during the journal’s open period. The applicant must defend their trademark to prevent rejection.
  • Abandoned: If the applicant fails to respond to objections, hearings, or other notices within the stipulated time, the application is marked as abandoned.
  • Withdrawn: If the applicant voluntarily withdraws the application, the process stops permanently — restoration isn’t possible.
  • Removed: If the trademark owner misses renewal deadlines or fails to meet registry requirements, the trademark is removed from the registry.
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Understanding Trademark Formality Check Failed Applications

‘Formality Check Fail’ is a status that indicates the Trademark Registrar has reviewed the application for basic errors or missing documents. If any discrepancies are found, the application is marked as ‘formality check fail’ — halting the process until the issues are corrected.

If the applicant doesn’t respond to the notice within the stipulated time (usually 30 days), the application may be rejected or abandoned. To avoid this, applicants must regularly monitor their trademark status online.

Common Reasons for Trademark Formality Check Failed

Here’s a breakdown of what can trigger this status:

1️. Incorrect Applicant Details: Choosing the correct category is crucial. Trademark applications in India fall under four categories:

  • Individual
  • Startup
  • Small Enterprise
  • Others

Example:
For sole proprietors, the format should be:
“ABC trading as XYZ House” — where ABC is the individual’s name and XYZ House is the business name.

Mistakes in category selection or proprietor details can cause a formalities check failure.

2️. Wrong Trademark Class Selection: India follows the NICE Classification system, dividing goods and services into 45 classes.

If the product or service is filed under the wrong class, the application will fail the formalities check.

3️. Inaccurate Product/Service Descriptions: The description must match the chosen class. A mismatch between the description and the class (e.g., listing clothing under a technology-related class) can result in a formalities check fail notice, prompting an amendment request.

4️. Incomplete or Missing Documents: Key documents required for trademark registration include:

  • Power of Attorney (POA) — Authorizing the agent/attorney.
  • Affidavit of Use — Supporting claims of prior usage.
  • MSME Certificate or DIPP Certificate — For startups/small businesses claiming fee rebates.
  • Proofs of user date — To establish an earlier date of usage.

Tip: Corrupted or unreadable documents can also trigger a formalities check fail. Ensure all files are uploaded in a clear, accessible format.

5️.  Incorrect or Mismatched Information: All details must align perfectly with supporting documents:

  • Translation/Transliteration: Required if the brand name is in a language other than English or Hindi.
  • Name & Address: Must match the Power of Attorney and other filed documents.
  • Logo Description: If a logo is part of the application, ensure the description accurately represents the visual elements.
  • User Date: Should match the supporting evidence provided.
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