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Company Roc Compliance For Pvt Ltd In Uttar Pradesh

“Maintain seamless business operations with accurate ROC compliance for Private Limited Companies in Uttar Pradesh. Fulfill annual filings, statutory records, and event-based requirements on time to stay penalty-free.”

Company Roc Compliance For Pvt Ltd Company In Uttar Pradesh

“Expand your business globally—apply from anywhere in India with Auriga Accounting’s expert support.”

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  • Submit Your Required Documents
  • Track Application Status
  • Received your Certificate

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Why Should I Use Auriga Accounting For Company Roc Compliance For Pvt Ltd In Uttar Pradesh?
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Auriga Accounting has a team of registration experts who can provide complete guidance to register your Company Roc Compliance For Pvt Ltd In Uttar Pradesh.

book appointment

Our team of experts will get in touch with you and collect all necessary documents and details

Resolve all your queries

We fill out and file your application for Company Roc Compliance

Complete your Company Compliance

Ready Your Company Roc Compliance For Pvt Ltd In Uttar Pradesh

Why Should I Use Auriga Accounting For Company Roc Compliance For Pvt Ltd In Uttar Pradesh?

Auriga Accounting has a team of registration experts who can provide complete guidance to register your Company Roc Compliance For Pvt Ltd In Uttar Pradesh.

book appointment

Our team of experts will get in touch with you and collect all necessary documents and details

Resolve all your queries

We fill out and file your application for Company Roc Compliance

Complete your Company Compliance

Ready Your Company Roc Compliance For Pvt Ltd In Uttar Pradesh

Overview
Important Point
Key Point
Documents
Due Date
Process

Overview - Company Roc Compliance For Pvt Ltd In Uttar Pradesh

“Every Private Limited Company incorporated in Uttar Pradesh must adhere to ROC compliance as per the Companies Act, 2013. This includes the punctual submission of annual returns, financial statements, and maintenance of statutory records with the Registrar of Companies. Following compliance norms not only upholds the company’s legal status but also enhances its credibility, prevents heavy fines, and promotes transparency in operations. Be it yearly filings or event-based requirements, meeting ROC obligations is vital for effective business governance in Uttar Pradesh.”

What is Company Roc Compliance

“Company ROC Compliance includes all mandatory filings and regulatory obligations that businesses must fulfill with the Registrar of Companies (ROC) under the Companies Act, 2013. At Auriga Accounting, we provide expert support to ensure accurate filings, timely submissions, and professional guidance—helping your company stay compliant, operate smoothly, and avoid penalties.”

Important Of point Company Roc Compliance For Pvt Ltd In Uttar Pradesh

  • Legal Obligation – Mandatory under the Companies Act, 2013 for all registered Private Limited Companies.

  • Annual Filings – Timely submission of Annual Return (Form MGT-7) and Financial Statements (Form AOC-4).

  • Event-Based Compliance – Reporting changes in directors, registered office, share capital, or ownership to ROC.

  • Statutory Records – Maintaining updated registers, minutes of meetings, and company records.

  • Avoid Penalties – Prevents heavy fines, late fees, and legal consequences for non-compliance.

  • Business Credibility – Builds trust with banks, investors, and stakeholders through transparent governance.

  • Smooth Operations – Ensures uninterrupted business functioning without regulatory hurdles.

Key Point of Company Roc Compliance For Pvt Ltd In Uttar Pradesh

  • Compliance Requirement – Adherence to the Companies Act, 2013 is compulsory for all Private Limited Companies.

  • Annual Filings – Submission of Annual Return (Form MGT-7) and Financial Statements (Form AOC-4) within due dates.

  • Event-Based Compliance – Timely reporting of changes in directors, shareholders, registered office, or share capital.

  • Record Maintenance – Proper upkeep of statutory registers, company books, and legal records.

  • Meeting Compliance – Conducting and documenting Board Meetings and Annual General Meetings (AGM) as per law.

  • Corporate Benefits – Strengthens legal standing, ensures transparency, and enhances business credibility.

  • Risk Protection – Safeguards against penalties, monetary fines, and director disqualification.

Documents Of Company Roc Compliance For Pvt Ltd In Uttar Pradesh

  • Certificate of Incorporation – Official proof of company registration.

  • MOA & AOA – Memorandum and Articles of Association outlining company structure and rules.

  • Company PAN Card – Permanent Account Number issued to the company.

  • DIN & DSC – Director Identification Number and Digital Signature Certificates of all directors.

  • Audited Financial Statements – Balance Sheet, Profit & Loss Account, and Notes to Accounts.

  • Meeting Records – Minutes of Board Meetings and Annual General Meetings (AGM).

  • Statutory Registers – Properly maintained company registers and compliance records.

  • Shareholding Records – Details of shareholders and the register of members.

  • Reports – Auditor’s Report and Director’s Report for the financial year.

  • Event-Based Documents – Proof of changes in directors, registered office, shareholding, or capital.

Due date of Company Roc Compliance For Pvt Ltd In Uttar Pradesh

Important: AGM Due: Within 6 months of year-end, not later than September 30. First AGM for New Companies: Within 9 months of first financial year end

Annual ROC Compliances & Due Dates:

  • ADT-1 (Auditor Appointment): Within 15 days of AGM
  • AOC-4 (Financials): Within 30 days of AGM
  • MGT-7 (Annual Return): Within 60 days of AGM
  • DPT-3 (Deposits/Loans): By June 30 annually
  • MBP-1 (Director’s Interest): First board meeting of the year
  • DIR-8 (Director Disqualification): Annually

Event-Based ROC Compliances & Due Dates:

  • DIR-12 (Director Change): Within 30 days of change
  • INC-22 (Registered Office Change): Within 15 days of change
  • PAS-3 (Share Allotment): Within 30 days of allotment
  • MGT-14 (Resolutions): Within 30 days of passing
  • BEN-2 (Beneficial Ownership): Within 30 days of BEN-1 receipt

Penalties Of Company Roc Compliance For Pvt Ltd

  • Annual Return Filing (Form MGT-7): Delayed filing attracts a penalty of ₹100 per day. Additionally, companies may face fines ranging from ₹10,000 up to ₹2 lakhs, while officers can be fined up to ₹50,000.

  • Financial Statement Filing (Form AOC-4): Similar to MGT-7, a delay incurs ₹100 per day, with company fines between ₹10,000 and ₹2 lakhs and officer fines from ₹10,000 to ₹50,000.

  • Director KYC: Failure to update Director KYC by September 30 can lead to DIN deactivation. Reactivation requires a ₹5,000 penalty.

  • Return of Deposits (Form DPT-3): Missing the June 30 deadline may result in a penalty of up to ₹5,000.

  • Special Resolution Filing (Form MGT-14): Non-filing can attract a company penalty of ₹1 lakh plus ₹500 per day (up to ₹25 lakh), while officers may face fines up to ₹5 lakh (Source: Online Legal India).

Step By Step Online Company Roc Compliance For Pvt Ltd In Uttar Pradesh

  • Get Prepared – Collect all necessary documents, including financial statements, board resolutions, DIN/DSC details, and event-based change proofs.

  • Log in to MCA Portal – Access MCA21/MCA V3 using the company’s or director’s credentials.

  • Conduct Mandatory Meetings – Hold Board Meetings and AGM as required to approve financial statements and reports.

  • Approval & Signing of Accounts – Ensure financial statements and reports are adopted and signed by authorized personnel.

  • Fill Required e-Forms – Submit relevant forms like AOC-4, MGT-7, ADT-1, DIR-12, INC-22, and DIR-3 KYC online.

  • Attach Supporting Documents – Upload audited statements, directors’/auditors’ reports, AGM minutes, and event-based proofs.

  • Digital Signing – Sign all forms digitally using valid DSCs of directors or authorized signatories.

  • Submit Forms & Pay Fees – Complete submission online and pay applicable ROC/MCA fees.

  • Confirmation & Acknowledgement – Save MCA acknowledgment/SRN as proof of successful compliance.

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Our Happy Clients!

Excellent
Based on 12 reviews
MD SAHIL
MD SAHIL
2023-06-10
Auriga Accounting is right CA firm is crucial for the financial health of our business. Auriga Accounting is reputable firm with experienced professionals, strong technology infrastructure, good communication, and transparent pricing.
Prince Kushwaha
Prince Kushwaha
2023-06-10
Workplace must be peaceful and be active during work , the Auriga Accounting Private Limited provides relevant and necessary things so employees save their time and complete their task before time period effectively and efficiently
Prince Singh
Prince Singh
2023-06-10
Auriga accouting private limited and it's team provide best service at affordable price. I have done my previous year GSTR and ITR they did it before the time
Priyanka Kumari
Priyanka Kumari
2023-04-07
They are best coordination with me. Time to time inform me how to work and what work is my pending. Time to time updated me about my company profile work like ROC Filling last date, GST filling last date, ITR etc... I have no paid any penalty since I started working with Auriga..
Vishal Singh
Vishal Singh
2023-04-07
Best company for providing services, I recommended to all. They give me the best rate of price and finished work before the time.
Sameer khan
Sameer khan
2023-04-07
The auriga accounting private limited is a reliable and a customer support company the team has give Clear answer towards the customer by which the customer cannot get confused and get necessary detail to solve their queries and auriga provided me good service and delivered my work on time very well coordinate with me and talk very well I suggest if you have any work then call auriga they will definitely finish your work on time
Vivek Shakya
Vivek Shakya
2023-04-07
Great Services , within affordable rate and give full satisfaction on works. Easy to Cordinate, I have done My Previous year ITR , Startup Registration. I am very happy with their services and their first priority is their Customer.
find way
find way
2023-04-06
I'll give a five-star rating, I had doubts about how to start my work in the field of business and they guide me and instruct me on how to start a business. They have a great team.
623 Anjali
623 Anjali
2023-04-06
The Auriga has great services. Efficient communication and really easy way to get help and support.
Anjali Sharma
Anjali Sharma
2023-04-06
Auriga Accounting team represents the highest level of customer services I have experienced.The team gives accurate information and responses to queries very fast, which are customer is facing.

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Auriga provide expert services which can get your new business off to a flying start. We are Compliance  for your business. Here you get simple and affordable online company registration and range of essential services. A world class technology – driven platform, offering end to end service from startup to well established firm.

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